Securities Commission uncovers 3,000 violations
In the first half of this year, nearly 3,000 investors were exposed for using at least two trading accounts to buy and sell shares in a single session, which was forbidden by law, according to the State Securities Commission (SSC).
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| In the first half of this year, nearly 3,000 investors were exposed for using at least two trading accounts to buy and sell shares in a single session, which was forbidden by law.—Photo dddn |
HA NOI (Biz Hub)— In the first half of this year, nearly 3,000 investors were exposed for using at least two trading accounts to buy and sell shares in a single session, which was forbidden by law, according to the State Securities Commission (SSC).
In addition, the commission issued 40 decisions to fine corporate and individual investors worth VND3 billion (US$141,500).
During the period, the commission also settled 46 complaints and denunciations, mostly about compensation claims from securities firms by investors.
